This article is from the source 'bbc' and was first published or seen on . It last changed over 40 days ago and won't be checked again for changes.
You can find the current article at its original source at http://www.bbc.co.uk/news/business-25214567
The article has changed 2 times. There is an RSS feed of changes available.
Previous version
1
Next version
Version 0 | Version 1 |
---|---|
Bank fines go to good causes after rule change | Bank fines go to good causes after rule change |
(6 days later) | |
Most reasonable observers would count over-zealous bankers as one cause of the financial crisis that sparked a global economic downturn, wiping billions off corporate and government balance sheets alike. | Most reasonable observers would count over-zealous bankers as one cause of the financial crisis that sparked a global economic downturn, wiping billions off corporate and government balance sheets alike. |
But there has been a small recompense (with the emphasis on small). | But there has been a small recompense (with the emphasis on small). |
Monies coming back from financial institutions in the form of fines from the regulator have rocketed in recent years, with almost £500m handed out in penalties by the Financial Conduct Authority - and the Financial Services Authority before it - this year alone. | Monies coming back from financial institutions in the form of fines from the regulator have rocketed in recent years, with almost £500m handed out in penalties by the Financial Conduct Authority - and the Financial Services Authority before it - this year alone. |
This compares with just £5m in 2007, the year before the financial crisis really took hold. | This compares with just £5m in 2007, the year before the financial crisis really took hold. |
Dodgy dealings within the City are the main reason for the dramatic increase. | Dodgy dealings within the City are the main reason for the dramatic increase. |
This year the regulator has penalised Rabobank and Royal Bank of Scotland to the tune of £193m for attempting to rig Libor - the crucial interbank lending rate that is a key benchmark for interest rates across the economy. | This year the regulator has penalised Rabobank and Royal Bank of Scotland to the tune of £193m for attempting to rig Libor - the crucial interbank lending rate that is a key benchmark for interest rates across the economy. |
In 2012, Libor fines from UBS and Barclays totalled £220m. | In 2012, Libor fines from UBS and Barclays totalled £220m. |
The regulator also fined JP Morgan £138m this year for the so-called London Whale scandal, for failing to control a single trader who wracked up huge losses on derivative plays. | The regulator also fined JP Morgan £138m this year for the so-called London Whale scandal, for failing to control a single trader who wracked up huge losses on derivative plays. |
But it's not just shady goings-on at banks that have contributed directly to the surge in fines. | But it's not just shady goings-on at banks that have contributed directly to the surge in fines. |
The regulator has ploughed greater resources into a new enforcement division, where dedicated staff are more willing to unearth misconduct - as the Financial Conduct Authority (FCA) itself says, "basically a tougher, more focused and resourced regulator." | The regulator has ploughed greater resources into a new enforcement division, where dedicated staff are more willing to unearth misconduct - as the Financial Conduct Authority (FCA) itself says, "basically a tougher, more focused and resourced regulator." |
Rule change | Rule change |
But where does all this money actually go? | But where does all this money actually go? |
All firms regulated by the FCA have to pay a membership fee to cover the regulator's costs. Prior to April 2012, the money collected by the FSA went towards reducing these fees, quite substantially so in some years. | All firms regulated by the FCA have to pay a membership fee to cover the regulator's costs. Prior to April 2012, the money collected by the FSA went towards reducing these fees, quite substantially so in some years. |
In effect, then, financial institutions fined by the regulator benefited from lower membership fees, although given that the FCA regulates about 26,000 firms, the numbers involved are pretty small. | In effect, then, financial institutions fined by the regulator benefited from lower membership fees, although given that the FCA regulates about 26,000 firms, the numbers involved are pretty small. |
Since April 2012, however, the money collected from fines has gone straight to the Treasury. Last tax year, after "enforcement fees" of £40m, the government received £341m in fines from financial institutions - not a significant sum relative to the government's total receipts of about £600bn, but a not insignificant bonus none the less. | |
This tax year, the total will be higher still. | This tax year, the total will be higher still. |
Help for Heroes | Help for Heroes |
The money goes into what is called the consolidated fund, which is effectively the government's current account for general expenditure. | The money goes into what is called the consolidated fund, which is effectively the government's current account for general expenditure. |
But the Treasury has stated specifically that it intends to give money collected in Libor-related fines so far to military charities. In October, the government announced it would pay £35m to the armed forces community . | But the Treasury has stated specifically that it intends to give money collected in Libor-related fines so far to military charities. In October, the government announced it would pay £35m to the armed forces community . |
Among the recipients are Help for Heroes - which will receive £2.7m to support veterans suffering from mental health issues - the Royal Marines Families and Veterans Centre in Dorset, which is getting £2.3m, and Army Play, which was awarded £1.5m. | Among the recipients are Help for Heroes - which will receive £2.7m to support veterans suffering from mental health issues - the Royal Marines Families and Veterans Centre in Dorset, which is getting £2.3m, and Army Play, which was awarded £1.5m. |
The government has also committed to transfer £10m a year from Libor fines "in perpetuity" to armed-forces charities. | The government has also committed to transfer £10m a year from Libor fines "in perpetuity" to armed-forces charities. |
And in the recent Autumn Statement, the chancellor announced that a further £100m of Libor-related funds would go not only to "our brilliant military charities" but "to extend support to those who care for the work of our police, fire and ambulance services". | And in the recent Autumn Statement, the chancellor announced that a further £100m of Libor-related funds would go not only to "our brilliant military charities" but "to extend support to those who care for the work of our police, fire and ambulance services". |
However, the Treasury has given no indication of what the money will be spent on in future years. | However, the Treasury has given no indication of what the money will be spent on in future years. |
It may well get swallowed up in general government expenditure but, for now at least, the money collected from bankers' dodgy practices is being put to good use. | It may well get swallowed up in general government expenditure but, for now at least, the money collected from bankers' dodgy practices is being put to good use. |
Previous version
1
Next version